Privacy notice — medico-legal drug and alcohol testing
Family and care proceedings, solicitor instructions, and private testing for personal reassurance
1. Who We Are
NIVHA Laboratory Services Ltd (“NIVHA”, “we”, “our”) is a specialist drug and alcohol testing company. We collect samples, arrange for them to be analysed by ISO 17025 accredited laboratories, provide the reports and attend court where required. Our registered address is Unit 1B, Concourse 1, Catalyst, Queen’s Road, Belfast BT3 9DT.
For any data protection queries, please contact Andy McDonald, Technology Manager, at dataprotection@nivha.net. Andy McDonald acts as NIVHA’s data protection lead; NIVHA has not appointed, and is not required to appoint, a statutory Data Protection Officer.
NIVHA acts as a data controller in respect of the personal data processed for the medico-legal testing services described in this notice.
2. Scope of This Notice
This privacy notice applies to personal data processed by NIVHA in connection with medico-legal drug and alcohol testing — that is, testing instructed for use in family and care proceedings or other legal matters, and private testing commissioned by individuals for personal reassurance. It covers three routes of instruction:
- Health and Social Care Trust instructions — a Trust instructs testing in connection with care proceedings or its statutory duties towards children and families.
- Solicitor instructions — a solicitor instructs testing on behalf of a client, including legally aided instructions.
- Private instructions — an individual commissions and pays for testing directly, typically for personal reassurance or in anticipation of legal proceedings.
Samples are collected at our Belfast and Derry~Londonderry offices, or on site at professional premises by prior arrangement. This notice does not cover workplace testing, court-ordered statutory testing programmes, or general use of the NIVHA website — separate NIVHA privacy notices apply to each of those activities.
3. Who This Notice Covers
| Group | Description |
|---|---|
| Instructing professionals | Trust and solicitor staff who instruct testing: case workers, approvers, authorisers, and finance contacts |
| Donors | The individuals who provide biological samples for testing. In Trust and solicitor instructions the donor is usually not the person who instructs us; in private instructions the client and the donor are often the same person |
| Private clients | Individuals who commission and pay for their own testing |
4. What Data We Collect
| Category | Examples |
|---|---|
| Instructing party data | Organisation name and address, case reference, cost centre or purchase order, legal aid reference, names of approvers and authorisers, contact name, email address, telephone number |
| Donor identity data | Full name, date of birth, contact details, identity verification at collection |
| Case data | NIVHA client case number (CCN) or private case number (PCN), panels and sample types instructed, testing timeframes, collection location |
| Collection event data | Date, time, and location of sample collection; collector identity; collection method; donor declaration; medication and product-use disclosures; chain of custody reference |
| Test result data | Substance(s) tested for, quantitative findings, screening and confirmation results — this constitutes special category data (health data) |
| Technical report data | Full analytical report including methodology, findings, and expert interpretation |
| Payment data (private clients) | Payment amount, date, and transaction reference. Card details are processed by our payment provider and are never stored on NIVHA systems |
| Account and enquiry data | Email address used to request a secure sign-in link, booking preferences, correspondence with our team |
5. How We Collect Your Data
- Through the NIVHA fee note tool: the instructing party (or private client) enters instruction, contact, and donor details when raising a fee note and booking a collection appointment.
- From the instructing party: Trusts and solicitors provide donor details, case references, and instruction documents.
- Directly from the donor: at the point of sample collection we verify identity, take the biological sample, and record the donor declaration and any medication disclosures.
- From laboratory analysis: the accredited laboratories that analyse samples for us generate test results from the collected sample.
6. Why We Process Your Data — Lawful Basis
Processing personal data requires a lawful basis under data protection law. The basis differs by route of instruction.
6.1 Lawful Basis — Article 6 (General Processing)
| Route | Lawful basis | Explanation |
|---|---|---|
| Trust instructions | Article 6(1)(e) — Public task | Processing is necessary for the performance of the Trust’s statutory functions in relation to the care and protection of children and families, which NIVHA supports as instructed testing provider |
| Solicitor instructions | Article 6(1)(b) — Contract | Processing is necessary to perform our contract with the instructing solicitor and to take steps prior to entering that contract |
| Private instructions | Article 6(1)(b) — Contract | Processing is necessary to perform our contract with you as the paying client |
| All routes — enquiries and secure sign-in | Article 6(1)(f) — Legitimate interests | We use your email address to send your secure sign-in link, respond to your enquiry, and follow up about a fee note you have started. We do not send marketing without consent |
6.2 Special Category Data — Article 9
Test results, medication disclosures, and related records constitute special category data (data concerning health) under both UK GDPR and EU GDPR. Additional conditions for processing:
| Jurisdiction | Condition | Explanation |
|---|---|---|
| UK GDPR | Article 9(2)(f) — Legal claims | Processing is necessary for the establishment, exercise, or defence of legal claims, or whenever courts are acting in their judicial capacity. This applies to Trust and solicitor instructions, and to private instructions taken in anticipation of proceedings |
| UK GDPR | Article 9(2)(a) — Explicit consent | For private instructions commissioned for personal reassurance, we rely on your explicit consent, recorded before collection |
| UK GDPR | DPA 2018 Sch 1 Pt 2 para 18 — Safeguarding | Where applicable, processing is necessary for the protection of children, supporting the instructing Trust’s safeguarding functions |
| EU GDPR | Article 9(2)(f) / 9(2)(a) | The equivalent EU GDPR conditions apply to individuals in the Republic of Ireland |
Consent and the donor: in Trust and solicitor instructions, our lawful basis for processing is not the donor’s consent — it is the legal claims condition above. However, NIVHA will not take a sample without the donor’s agreement at collection: donors are always asked to confirm they understand and agree to sampling, and a donor declaration is completed as part of chain of custody. For donors under 18, a parent or guardian must consent and be present. Where a private instruction relies on explicit consent, you may withdraw consent at any time before analysis is complete; work already performed remains chargeable.
7. Who We Share Your Data With
We never sell personal data. We never disclose one client’s identity or instructions to another client.
| Recipient | Role | Data shared | Basis |
|---|---|---|---|
| Instructing party (Trust or solicitor) | Independent controller | Test results, technical reports, collection event records, fee notes | Results are returned to the party who instructed the testing |
| Courts and parties to proceedings | Independent controller | Technical reports and expert evidence | As directed by the court or the instructing party within proceedings |
| Analytical laboratories | Independent controller | Biological sample, chain of custody data | ISO 17025 accredited laboratories perform analysis |
| Sample collectors | Processor (acting on NIVHA’s behalf) | Collection event data, identity verification | Collectors engaged by NIVHA to perform sample collection |
| Reporting Officers | Processor | Test results, chain of custody, analytical data | NIVHA’s Reporting Officers prepare expert reports |
| Case management platform (US) | Processor — case management | Instruction data, case references, donor identity data, test status | US transfer governed by UK IDTA / EU SCCs |
| Application hosting provider (US) | Processor — application hosting | Data entered into the fee note tool while it is processed | US transfer governed by UK IDTA / EU SCCs |
| Email delivery provider (US) | Processor — email delivery | Email address, secure sign-in codes and links, booking reminders, case references | US transfer covered by the EU-US Data Privacy Framework, including the UK Extension |
| Payment services provider (US) | Processor — payments (private clients) | Payment and transaction data. Card details are held by the payment provider, not NIVHA | US transfer covered by the EU-US Data Privacy Framework, including the UK Extension |
| Appointment scheduling provider (US) | Processor — appointment booking | Donor or client name, contact details, appointment details | US transfer covered by the EU-US Data Privacy Framework, including the UK Extension |
| Document storage provider (US) | Processor — document storage | Fee note documents | US transfer governed by UK IDTA / EU SCCs |
| Workflow automation provider (EU) | Processor — workflow automation | Case reference data, status triggers | EU-resident data processor |
| Online form provider (EU) | Processor — form processing (legacy) | Instruction and donor data submitted through legacy forms | EU-resident data processor |
A named list of the providers we use, with the safeguards in place for each, is available on request from dataprotection@nivha.net.
8. International Transfers
Some of our processors are located outside the United Kingdom and the European Economic Area. Where personal data is transferred internationally, we rely on the following safeguards:
| Processor category | Location | UK GDPR safeguard | EU GDPR safeguard |
|---|---|---|---|
| Case management platform | United States | UK International Data Transfer Agreement (IDTA) | EU Standard Contractual Clauses (SCCs) |
| Application hosting provider | United States | UK IDTA | EU SCCs |
| Email delivery provider | United States | UK Extension to the EU-US Data Privacy Framework | EU-US Data Privacy Framework |
| Payment services provider | United States | UK Extension to the EU-US Data Privacy Framework | EU-US Data Privacy Framework |
| Appointment scheduling provider | United States | UK Extension to the EU-US Data Privacy Framework | EU-US Data Privacy Framework |
| Document storage provider | United States | UK IDTA | EU SCCs |
| Workflow automation provider | EU | UK adequacy recognition of EEA | No transfer — EU processor |
| Online form provider | EU | UK adequacy recognition of EEA | No transfer — EU processor |
Transfer risk assessments are maintained for each processor. You may request a copy of the named processor list and the relevant transfer safeguard documentation by contacting us at dataprotection@nivha.net.
9. Retention
We retain personal data only for as long as necessary to fulfil the purposes for which it was collected, subject to applicable legal and regulatory requirements, and in line with our Appropriate Policy Document.
| Record type | Retention period | Rationale |
|---|---|---|
| Fee notes, instruction records, test results, and technical reports | 6 years from the final report | Aligned with limitation periods for legal proceedings and our Appropriate Policy Document |
| Chain of custody documentation | Aligned with the corresponding test result | Must be retained alongside the result it evidences |
| Retained samples (including B samples) | In accordance with laboratory retention policy | Sample type and accreditation requirements determine the retention window |
| Enquiry and secure sign-in data where no fee note is raised | 12 months from last contact | Sufficient period to support a returning enquiry |
At the end of the applicable retention period, records are securely deleted or anonymised.
10. Your Rights
Under UK GDPR and EU GDPR, you have rights in relation to your personal data. These rights are subject to specific conditions and exemptions.
| Right | Description | Notes |
|---|---|---|
| Right of access (Article 15) | You may request a copy of the personal data we hold about you | Formal written Subject Access Requests are processed within 30 calendar days. Donors in Trust or solicitor instructions may also wish to approach the instructing party, which holds the case file. Records prepared for court proceedings, or information subject to legal privilege or safeguarding restrictions, may be withheld or may need to be provided through the court or the instructing party — any restriction is assessed record by record and confirmed in our response |
| Right to rectification (Article 16) | You may request correction of inaccurate personal data | Applies to identity and contact data. Test results are technical records and cannot be “corrected” through this right |
| Right to erasure (Article 17) | You may request deletion of your personal data in certain circumstances | This right is limited where records must be retained for legal claims or proceedings |
| Right to restriction (Article 18) | You may request that we restrict processing | Available while accuracy is contested or where erasure is not appropriate |
| Right to object (Article 21) | You may object to processing based on public task or legitimate interests | NIVHA will assess whether compelling legitimate grounds exist to override the objection |
| Right to data portability (Article 20) | You may request your data in a structured, machine-readable format | Applies to data processed on the basis of consent or contract |
| Right to withdraw consent | Private reassurance instructions only | Where explicit consent is the basis, you may withdraw it at any time before analysis is complete. Withdrawal does not affect processing already carried out, and work performed remains chargeable |
To exercise any of these rights, submit a written request to dataprotection@nivha.net. We respond within 30 calendar days in accordance with Article 12(3).
11. B Sample Rights
Where the sample collection protocol and sample format permit, a B sample (split or secondary sample) may be retained following collection. If your test result is positive, you may have the right to request that the B sample be analysed by an independent laboratory at your own expense.
The availability of B sample analysis depends on:
- whether the collection protocol for the relevant sample type includes B sample retention;
- whether the sample type and volume are sufficient to permit a split;
- whether the B sample has been stored in accordance with chain of custody requirements.
To enquire about B sample analysis, contact NIVHA at info@nivha.net, or raise it with the party who instructed your testing.
12. Automated Decision-Making
NIVHA does not make any decision about you based solely on automated processing, including profiling, that produces legal effects concerning you or similarly significantly affects you (Article 22). Screening results that exceed reporting thresholds are always reviewed and interpreted by a qualified Reporting Officer before any result is reported.
13. Right to Complain
If you are dissatisfied with how NIVHA has handled your personal data, you have the right to lodge a complaint with the relevant supervisory authority:
| Jurisdiction | Authority | Contact |
|---|---|---|
| Northern Ireland / United Kingdom | Information Commissioner’s Office (ICO) | Wycliffe House, Water Lane, Wilmslow SK9 5AF · Tel: 0303 123 1113 · https://ico.org.uk |
| Republic of Ireland / EU | Data Protection Commission (DPC) | 21 Fitzwilliam Square South, Dublin 2, D02 RD28 · Tel: +353 (0)1 765 0100 / 1800 437 737 · https://www.dataprotection.ie |
We would appreciate the opportunity to address your concerns before you approach a supervisory authority. Please contact us at dataprotection@nivha.net in the first instance.